Remediation Follow-up Review
Re-test previously flagged KYC exceptions to confirm closed items are supported by fresh evidence and remaining open items have realistic owners and dates.
At a glance
- For: Firms closing findings from a prior Netopsplatform or internal audit
- Delivery: Usually remote
- Timeline: 1–3 weeks
- Fees: Day rate or fixed fee by exception count
Next step
Share your customer population size and whether files must remain on-site. We prepare a scoping note before any fieldwork starts.
Request a scoping callWhen to commission this
After a KYC record verification audit — ours or another firm’s — your team remediates exceptions over weeks or months. Boards and MLROs often want independent confirmation that “closed” really means the file now holds the missing passport certified copy, updated ownership chart, or refreshed source-of-funds pack.
What we re-test
- Closed exceptions against the original finding text
- Evidence dates relative to the remediation deadline
- Whether risk ratings were recalculated when material facts changed
- Open items still within agreed timelines versus those that have slipped
Output
An updated status table suitable for the risk committee, noting any findings we recommend reopening. We do not expand into a fresh full-population audit unless you request it separately.
Arrange follow-up
Send the prior findings list when you contact the audit desk.