What belongs in a source-of-funds pack
A practical list of exhibits that usually satisfy KYC auditors — and the gaps that keep appearing in Hong Kong files.
Field notes
Practical notes on KYC evidence, sampling choices, and Hong Kong financial auditing practice.
Sampling high-risk KYC files without exhausting the vault
How risk-weighted samples keep KYC verification audits proportionate while still stressing the files supervisors care about.
Beneficial ownership charts that survive verification
Intermediate layers, nominee arrangements, and the exhibit set we expect when testing ownership during KYC audits.
Preparing your team for on-site KYC fieldwork
A short readiness checklist for MLROs hosting a KYC record verification audit in Hong Kong offices.